Woo, Ricky Ka Wing 胡家榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA LIMITED | Rep | Dealing in securities | 2024-06-17 | |
2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2023-12-11 | 2024-06-14 |
3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2022-07-04 | 2023-04-24 |
4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-06-17 | 2022-02-16 | RO | Dealing in securities | 2022-02-16 | 2022-06-06 |
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