Law, Kwan Ying 羅群英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KING FOOK SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-02-02 | Rep | Advising on securities | 2004-02-02 | Rep | Asset management | 2004-02-02 | Rep | Dealing in securities | 2011-12-22 |
| 2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-01-10 |
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