Lau, Tik Sang 劉迪生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2022-12-09 | Rep | Dealing in securities | 2022-12-09 | Rep | Advising on futures contracts | 2023-01-05 | Rep | Advising on securities | 2023-01-05 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2022-09-07 | 2022-11-24 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2022-09-07 | 2022-11-24 |
| 4 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2015-12-15 | 2017-06-09 |
| 5 | Fruit Tree Securities Limited | Rep | Dealing in securities | 2017-10-10 | 2019-05-14 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-03-12 | 2015-12-05 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-03-12 | 2015-12-05 |
| 8 | KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-03-16 | 2012-05-10 |
| 9 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-16 | 2012-05-10 |
| 10 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-06-21 | 2022-07-29 |
| 11 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-06-03 | 2022-07-29 |
| 12 | Open Securities Limited | Rep | Dealing in futures contracts | 2013-10-15 | 2015-02-24 | Rep | Dealing in securities | 2013-10-15 | 2015-02-24 |
| 13 | Sino-Rich Securities & Futures Limited | Rep | Dealing in futures contracts | 2012-05-18 | 2013-09-28 | Rep | Dealing in securities | 2012-05-18 | 2013-09-28 |
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