Lee, Frederick Yin Lok 李彥樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2009-09-08 | 2010-10-25 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-09-26 | 2014-01-13 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-09-26 | 2014-01-13 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-09-26 | 2014-01-13 |
| 5 | KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-06-15 | |
| 6 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-12 | 2011-09-16 | Rep | Dealing in securities | 2015-06-15 |
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