Yuen, Ernest Hon 袁漢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2008-12-22 | 2012-05-16 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-22 | Rep | Advising on securities | 2005-03-22 | Rep | Asset management | 2005-03-22 | Rep | Dealing in securities | 2008-12-12 |
| 3 | Quam Securities Limited | Rep | Dealing in securities | 2012-06-01 | 2018-02-09 |
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