Chu, Pui Fan 朱佩芬

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2011-05-17 2011-07-04
2 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2006-11-24 2009-01-10
Rep Dealing in securities 2006-11-24 2009-01-10
3 FIRST SHANGHAI CAPITAL LIMITED Rep Advising on corporate finance 2011-03-07 2011-04-26
4 Founder Securities (Hong Kong) Capital Company Limited Rep Advising on corporate finance 2018-07-06 2018-09-03
RO Advising on corporate finance 2018-09-03 2020-01-03
5 GUOTAI JUNAN CAPITAL LIMITED Rep Advising on corporate finance 2016-02-01 2016-04-21
RO Advising on corporate finance 2016-04-21 2018-05-13
6 HONESTUM INTERNATIONAL LIMITED Rep Advising on corporate finance 2020-07-08
7 KINGSWAY CAPITAL LIMITED Rep Advising on corporate finance 2011-07-22 2014-10-23
Rep Dealing in securities 2011-07-22 2015-12-24
RO Advising on corporate finance 2014-10-23 2015-12-24
8 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Dealing in securities 2011-07-22 2015-12-24
9 SUN HUNG KAI INTERNATIONAL LIMITED Rep Advising on corporate finance 2010-04-13 2011-02-24
Rep Dealing in securities 2010-04-13 2011-02-24
10 SUN HUNG KAI INVESTMENT SERVICES LIMITED Rep Dealing in securities 2010-06-30 2011-02-24
11 ZZCI Corporate Finance Limited Rep Advising on corporate finance 2009-03-09 2010-03-04
Rep Dealing in securities 2009-03-09 2010-03-04

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