Chu, Pui Fan 朱佩芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2006-11-24 | 2009-01-10 |
| 2 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2009-03-09 | 2010-03-04 |
| 3 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2010-04-13 | 2011-02-24 |
| 4 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-03-07 | 2011-04-26 |
| 5 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-05-17 | 2011-07-04 |
| 6 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-07-22 | 2014-10-23 |
| 7 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-02-01 | 2016-04-21 |
| 8 | Founder Securities (Hong Kong) Capital Company Limited | Rep | Advising on corporate finance | 2018-07-06 | 2018-09-03 |
| 9 | HONESTUM INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2020-07-08 | 2022-03-10 |
| 10 | Guolian Securities International Capital Market Co., Limited | Rep | Advising on corporate finance | 2022-03-16 | 2022-04-06 |
| 11 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2006-11-24 | 2009-01-10 |
| 12 | Neutral Financial Holding Company Limited | Rep | Dealing in securities | 2009-03-09 | 2010-03-04 |
| 13 | Everbright Securities Global (HK) Limited | Rep | Dealing in securities | 2010-04-13 | 2011-02-24 |
| 14 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-06-30 | 2011-02-24 |
| 15 | KINGSWAY CAPITAL LIMITED | Rep | Dealing in securities | 2011-07-22 | 2015-12-24 |
| 16 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2011-07-22 | 2015-12-24 |
| 17 | KINGSWAY CAPITAL LIMITED | RO | Advising on corporate finance | 2014-10-23 | 2015-12-24 |
| 18 | GUOTAI JUNAN CAPITAL LIMITED | RO | Advising on corporate finance | 2016-04-21 | 2018-05-13 |
| 19 | Founder Securities (Hong Kong) Capital Company Limited | RO | Advising on corporate finance | 2018-09-03 | 2020-01-03 |
| 20 | Guolian Securities International Capital Market Co., Limited | RO | Advising on corporate finance | 2022-04-06 |
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