Lee, Yee Yan 李綺恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2005-04-14 | 2005-06-21 | Rep | Dealing in futures contracts | 2005-04-20 | 2005-06-21 | RO | Dealing in futures contracts | 2005-06-21 | RO | Dealing in securities | 2005-06-21 |
2 | Polaris Capital (Asia) Limited | Rep | Advising on corporate finance | 2003-07-15 | Rep | Dealing in securities | 2005-04-09 |
3 | Sunwah Kingsway Leasing and Finance Limited | Rep | Dealing in futures contracts | 2005-04-20 | 2005-11-30 |
4 | Yuanta Asia Investment (Hong Kong) Limited | RO | Advising on futures contracts | 2003-08-13 | 2004-07-14 | RO | Dealing in futures contracts | 2003-08-13 | 2004-07-14 | RO | Dealing in securities | 2003-08-18 | 2004-07-14 |
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