So, Man Hong 蘇文康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-07-02 | Rep | Advising on securities | 2004-07-02 | Rep | Asset management | 2004-07-02 | Rep | Automated trading services | 2004-07-02 | Rep | Dealing in securities | 2004-12-06 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-07-02 | Rep | Advising on securities | 2004-07-02 | Rep | Asset management | 2004-07-02 | Rep | Automated trading services | 2004-07-02 | Rep | Dealing in securities | 2004-12-06 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-12-13 | 2005-08-22 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-30 | 2005-08-22 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2007-11-15 | 2011-06-02 | Rep | Dealing in securities | 2007-11-15 | 2011-06-02 | RO | Dealing in futures contracts | 2011-06-02 | RO | Dealing in securities | 2011-06-02 |
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