Ko, Kai San 高啟申
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-09-28 | 2010-02-11 | Rep | Dealing in securities | 2009-09-28 | 2010-02-11 |
2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2020-09-04 | 2022-01-01 | Rep | Dealing in futures contracts | 2022-03-07 |
3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2020-09-04 | 2020-10-09 | Rep | Asset management | 2020-10-07 | 2022-01-01 | RO | Dealing in securities | 2020-10-09 | 2022-01-01 | Rep | Asset management | 2022-03-07 | Rep | Dealing in securities | 2022-03-07 |
4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2003-12-23 | 2005-04-11 |
5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-11-17 | 2005-04-11 |
6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-12-23 | 2005-04-11 |
7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-11 | 2009-09-01 |
8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-04-11 | 2009-09-01 |
9 | iBest Securities Company Limited | Rep | Dealing in securities | 2005-04-11 | 2009-09-01 |
10 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2010-02-22 | 2013-04-06 | Rep | Dealing in securities | 2010-02-22 | 2013-04-06 |
11 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-05-29 | 2020-06-30 |
12 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-05-29 | 2020-06-30 |
13 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-04-24 | 2003-07-17 |
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