Heidelberg, Jean Christophe
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICAP Equities Asia Limited | RO | Dealing in futures contracts | 2018-03-08 | 2018-09-30 | RO | Dealing in securities | 2018-03-08 | 2018-09-30 |
| 2 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2006-01-12 | 2013-06-27 | Rep | Dealing in securities | 2006-01-12 | 2013-06-27 | RO | Dealing in futures contracts | 2013-06-27 | 2018-09-30 | RO | Dealing in securities | 2013-06-27 | 2018-09-30 | RO | Automated trading services | 2018-04-27 | 2018-09-30 | RO | Automated trading services | 2018-10-01 | 2020-11-30 | RO | Dealing in futures contracts | 2018-10-01 | 2020-11-30 | RO | Dealing in securities | 2018-10-01 | 2020-11-30 |
| 3 | Newedge Broker Limited | Rep | Automated trading services | 2004-09-21 | 2006-01-06 | Rep | Dealing in futures contracts | 2004-09-21 | 2006-01-06 | Rep | Dealing in securities | 2004-09-21 | 2006-01-06 |
| 4 | TULLETT PREBON (HONG KONG) LIMITED | RO | Automated trading services | 2020-01-30 | 2020-11-30 | RO | Dealing in futures contracts | 2020-01-30 | 2020-11-30 | RO | Dealing in securities | 2020-01-30 | 2020-11-30 |
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