Tagawa, Ichiro 田川一郎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2020-05-14 | Rep | Dealing in securities | 2020-05-14 |
| 2 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in futures contracts | 2020-03-12 | Rep | Dealing in securities | 2020-03-12 | Rep | Automated trading services | 2020-03-23 |
| 3 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2011-08-25 | 2012-09-10 | Rep | Dealing in securities | 2011-08-25 | 2012-09-10 | Rep | Dealing in futures contracts | 2014-10-17 | 2018-09-30 | Rep | Dealing in securities | 2014-10-17 | 2018-09-30 | Rep | Dealing in futures contracts | 2018-10-01 | 2019-12-02 | Rep | Dealing in securities | 2018-10-01 | 2019-12-02 |
| 4 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2023-06-15 | Rep | Dealing in securities | 2023-06-15 |
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