Barton, Richard Jeremy
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Dealing in securities | 2008-09-29 | 2009-10-16 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-06-22 | 2005-11-14 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2005-12-20 | 2008-07-18 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Automated trading services | 2003-05-15 | 2004-03-22 | Rep | Dealing in securities | 2003-05-15 | 2004-08-01 | Rep | Dealing in securities | 2009-11-09 | 2012-11-30 |
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