Cheng, Dan (SFC:ATO775) 成丹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2012-06-19 | 2012-12-17 | Rep | Dealing in securities | 2012-06-19 | 2012-12-17 | Rep | Asset management | 2012-06-19 | 2013-02-04 | RO | Advising on securities | 2012-12-17 | 2013-02-04 | RO | Dealing in securities | 2012-12-17 | 2013-02-04 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-07-21 | 2012-03-05 | Rep | Advising on securities | 2011-12-12 | 2012-03-05 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-08-24 | 2011-07-10 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-08-24 | 2011-07-10 |
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