Ho, Kelvin Kin Chung 何建聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Equities First Holdings Hong Kong Limited | Rep | Dealing in securities | 2019-04-11 | 2019-06-26 | RO | Dealing in securities | 2019-06-26 | 2020-02-29 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-03-01 | 2013-11-09 | Rep | Advising on securities | 2011-10-31 | 2013-11-09 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-31 | 2013-11-09 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-03-01 | 2010-08-31 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-03-15 | 2007-09-19 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-03-15 | 2007-09-19 |
| 7 | OCEANVAST CAPITAL LIMITED | RO | Advising on securities | 2020-11-23 | 2022-01-19 | Rep | Asset management | 2021-01-26 | 2022-01-19 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-26 | 2019-03-29 | Rep | Dealing in securities | 2018-10-26 | 2019-03-29 |
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