Hutton, Ian (SFC:ANR984)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2006-07-31 | 2008-09-01 |
| 2 | ICAP Equities Asia Limited | Rep | Advising on securities | 2009-01-19 | 2010-04-19 | Rep | Dealing in securities | 2009-01-19 | 2010-04-19 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-06-08 | 2014-03-18 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-06-08 | 2014-03-18 | Rep | Dealing in futures contracts | 2010-08-20 | 2014-03-18 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-06-08 | 2010-08-20 |
| 6 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Dealing in securities | 2014-06-18 | 2016-08-11 | Rep | Advising on securities | 2014-06-18 | 2018-10-01 | RO | Dealing in securities | 2016-08-11 | 2018-10-01 |
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