Singh, Rohit (SFC:AVJ143)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2022-02-04 | 2023-06-19 | Rep | Dealing in securities | 2022-02-04 | 2023-06-19 |
| 2 | FACTORIAL MANAGEMENT LIMITED | Rep | Asset management | 2016-03-21 | 2016-08-11 |
| 3 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2020-06-17 | 2023-06-19 | Rep | Dealing in futures contracts | 2020-06-17 | 2023-06-19 | Rep | Dealing in securities | 2020-06-17 | 2023-06-19 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-07-05 | 2017-08-11 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-07-05 | 2017-08-11 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-07-02 | 2014-03-20 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-07-02 | 2014-03-20 | Rep | Dealing in futures contracts | 2010-09-06 | 2014-03-20 |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-02 | 2010-09-06 |
| 9 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2014-09-01 | 2015-11-30 |
| 10 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2018-02-08 | 2020-06-11 | Rep | Dealing in securities | 2018-02-08 | 2020-06-11 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy