Kwok, Chau Wan 郭秋雲

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC SECURITIES (ASIA) LIMITED Rep Dealing in securities 2004-04-02
METRO CAPITAL SECURITIES LIMITED Rep 2007-05-07 2013-12-17
2 HSBC SECURITIES (ASIA) LIMITED Rep Asset management 2003-12-05
3 HSBC SECURITIES (ASIA) LIMITED Rep Advising on securities 2003-12-05
4 HSBC SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2003-12-05

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