Lam, Lok Ki 林樂麒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-03-11 | 2011-06-10 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 2012-02-13 | 2012-04-17 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | 2012-05-17 | 2015-06-30 |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-11-18 | 2011-06-10 | METRO CAPITAL SECURITIES LIMITED | Rep | 2011-06-15 | 2012-02-02 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 2012-02-13 | 2012-04-17 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 2012-05-17 | 2015-06-30 |
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