Chan, Sik Tin 陳昔典
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2006-10-16 | 2008-05-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-03-07 | 2006-09-29 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2003-06-19 | Rep | Advising on securities | 2003-06-19 | Rep | Asset management | 2003-06-19 | Rep | Dealing in securities | 2004-05-03 | Rep | Advising on securities | 2003-12-30 | 2004-05-03 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2012-01-11 | 2013-09-28 |
| 5 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2009-08-24 | 2010-03-31 |
| 6 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2008-06-06 | 2010-03-31 |
| 7 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2016-04-05 | 2016-05-25 | RO | Advising on securities | 2016-05-25 | 2021-07-27 |
| 8 | MF Global Hong Kong Limited | Rep | Advising on securities | 2010-04-01 | 2011-11-11 |
| 9 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-10-11 | 2015-06-16 | RO | Advising on securities | 2015-06-16 | 2016-03-14 |
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