Cheung, Pak Lun (SFC:AFU575) 張伯倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CASH Wealth Management Limited | Rep | Advising on securities | 2004-04-21 | 2005-04-13 |
2 | CHINA TONG BAO INSURANCE BROKERS LIMITED | Rep | Advising on securities | 2007-04-03 | 2007-10-31 |
3 | Greater China Securities Limited (b1999-04-26) | Rep | Dealing in securities | 2006-03-02 | 2006-05-04 |
4 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2008-03-05 | 2014-05-26 | Rep | Dealing in securities | 2010-02-26 | 2014-05-26 |
5 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2005-05-03 | 2006-02-07 |
6 | Quam Securities Limited | Rep | Advising on securities | 2006-07-14 | 2007-02-28 |
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