Loi, Amy Siu Yan 雷小欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA TONG BAO INSURANCE BROKERS LIMITED | Rep | Advising on securities | 2007-04-03 | 2007-10-31 |
2 | iBest Consultants Limited | Rep | Advising on securities | 2005-01-12 | 2005-04-01 | Rep | Asset management | 2005-01-12 | 2005-04-01 |
3 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2008-03-17 | Rep | Dealing in securities | 2008-03-27 | 2009-03-11 | Rep | Dealing in securities | 2010-02-26 |
4 | Quam Securities Limited | Rep | Advising on securities | 2005-04-12 | 2007-02-28 |
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