Li, Kwok Tung (SFC:ABZ281) 利國東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | Rep | Advising on corporate finance | 2003-04-07 | |
| 2 | CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | Rep | Advising on securities | 2003-04-07 | |
| 3 | CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | Rep | Asset management | 2003-04-07 | |
| 4 | CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | Rep | Dealing in securities | 2003-04-07 | |
| 5 | CSC FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-04-07 | |
| 6 | CSC FUTURES (HK) LIMITED | Rep | Asset management | 2003-04-07 | |
| 7 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-04-07 | |
| 8 | CSC SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-04-07 | |
| 9 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-04-07 | |
| 10 | CSC SECURITIES (HK) LIMITED | Rep | Asset management | 2003-04-07 | |
| 11 | CSC SECURITIES (HK) LIMITED | Rep | Automated trading services | 2003-04-07 | |
| 12 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-04-07 | |
| 13 | ASG FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-04-23 | 2003-10-22 |
| 14 | ASG MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2003-04-23 | 2003-10-22 |
| 15 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2003-11-12 | 2004-04-30 |
| 16 | Beijing Securities Limited | Rep | Dealing in securities | 2004-05-17 | 2004-07-27 |
| 17 | Beijing Securities Limited | Rep | Advising on securities | 2004-07-23 | 2005-08-01 |
| 18 | Beijing Securities Limited | Rep | Asset management | 2004-07-23 | 2005-08-01 |
| 19 | Beijing Securities Limited | RO | Dealing in securities | 2004-07-27 | 2005-08-01 |
| 20 | CHINA RICH ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-08-08 | 2006-04-06 |
| 21 | CHINA RICH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-08-08 | 2006-04-06 |
| 22 | REXCAPITAL FUTURES LIMITED | RO | Dealing in futures contracts | 2005-08-08 | 2007-12-01 |
| 23 | WINGS SECURITIES (HK) LIMITED | RO | Dealing in securities | 2005-08-08 | 2008-04-01 |
| 24 | REXCAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-11-07 | 2008-04-01 |
| 25 | CHINA RICH ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2006-04-06 | 2008-04-01 |
| 26 | CHINA RICH ASSET MANAGEMENT LIMITED | RO | Asset management | 2006-04-06 | 2008-04-01 |
| 27 | Glory Sun Securities Limited | Rep | Dealing in securities | 2008-04-15 | 2008-05-29 |
| 28 | Glory Sun Securities Limited | RO | Dealing in securities | 2008-05-29 | 2009-01-16 |
| 29 | JIMEI FUTURES LIMITED | RO | Dealing in futures contracts | 2009-07-20 | 2010-08-31 |
| 30 | JIMEI SECURITIES LIMITED | RO | Dealing in securities | 2009-07-20 | 2010-08-31 |
| 31 | JIMEI ASSET MANAGEMENT LIMITED | RO | Asset management | 2010-02-03 | 2010-08-31 |
| 32 | Gong Ping Securities Limited | RO | Dealing in securities | 2010-12-08 | 2019-11-12 |
| 33 | Gong Ping Futures Limited | RO | Dealing in futures contracts | 2011-11-22 | 2019-11-12 |
| 34 | Bluemount Asset Management Limited | RO | Asset management | 2023-03-29 | |
| 35 | Bluemount Securities Limited | RO | Advising on securities | 2023-03-29 | |
| 36 | Bluemount Securities Limited | RO | Dealing in securities | 2023-03-29 |
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