Glasgow, Fraser John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-06 | |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2004-02-06 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 2004-03-03 | 2006-06-24 | RHB SECURITIES HONG KONG LIMITED | Rep | 2007-03-27 | 2009-05-22 | MIRABAUD (ASIA) LIMITED | Rep | 2009-06-03 | 2012-04-27 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-06 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 2004-03-03 | 2006-06-24 | RHB SECURITIES HONG KONG LIMITED | Rep | 2006-07-26 | 2009-05-22 | MIRABAUD (ASIA) LIMITED | Rep | 2009-06-03 | 2012-04-27 | Astrum Capital Management Limited (HK) | Rep | 2013-08-07 | 2015-03-09 | Opus Capital Limited (HK) | Rep | 2015-03-18 | 2019-08-11 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy