Kim, Hyun Ho (SFC:ACJ079) 金賢鎬

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Oppenheimer Investments Asia Limited RO Advising on securities 2014-03-21
2 Oppenheimer Investments Asia Limited RO Dealing in securities 2018-01-26
3 NH INVESTMENT & SECURITIES (H.K.) LIMITED Rep Advising on corporate finance 2004-01-13
4 NH INVESTMENT & SECURITIES (H.K.) LIMITED Rep Advising on securities 2004-01-13
5 NH INVESTMENT & SECURITIES (H.K.) LIMITED Rep Asset management 2004-01-13
6 NH INVESTMENT & SECURITIES (H.K.) LIMITED Rep Dealing in securities 2005-03-29
7 HSBC SECURITIES (ASIA) LIMITED Rep Dealing in securities 2005-04-19 2005-11-14
8 Morgan Stanley Asia Limited Rep Automated trading services 2008-08-11 2008-11-07
9 Morgan Stanley Asia Limited Rep Dealing in securities 2008-08-11 2008-11-07
10 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2008-08-11 2008-11-07
11 Morgan Stanley Hong Kong Futures Limited Rep Dealing in futures contracts 2008-08-11 2008-11-07
12 Daiwa Capital Markets Hong Kong Limited Rep Dealing in futures contracts 2009-03-13 2011-08-01
13 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2009-03-13 2011-08-01
14 Daiwa Capital Markets Hong Kong Limited Rep Advising on securities 2009-03-25 2011-08-01
15 Mirae Asset Securities (HK) Limited Rep Dealing in securities 2011-08-16 2012-07-31
16 Oppenheimer Investments Asia Limited Rep Advising on securities 2014-01-17 2014-03-21
17 Oppenheimer Investments Asia Limited Rep Dealing in securities 2014-01-17 2018-01-26

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