Shiu, Yik Hung 蕭奕雄

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DBS VICKERS (HONG KONG) LIMITED Rep Advising on corporate finance 2003-10-13
Rep Asset management 2003-10-13
Rep Advising on securities 2003-10-18
Rep Dealing in securities 2008-04-01
Rep Dealing in futures contracts 2003-10-27 2008-04-01
2 DBS VICKERS FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2003-10-18
Rep Asset management 2003-10-18
Rep Dealing in futures contracts 2003-12-11
3 DBS VICKERS SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2003-10-18
Rep Advising on securities 2003-10-18
Rep Asset management 2003-10-18
Rep Dealing in securities 2003-10-27
4 EXCEL PRECISE SECURITIES LIMITED RO Dealing in securities 2017-10-16 2018-09-30
5 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Rep Dealing in securities 2016-09-26 2016-10-20
RO Dealing in securities 2016-10-20 2016-12-08
6 Mirae Asset Securities (HK) Limited Rep Dealing in securities 2010-01-28 2013-04-10
7 Sanford C. Bernstein (Hong Kong) Limited Rep Advising on securities 2013-05-06 2016-07-01
Rep Dealing in securities 2013-05-06 2016-07-01
8 Virtu ITG Hong Kong Limited Rep Automated trading services 2008-04-09 2009-12-10
Rep Dealing in securities 2008-04-09 2009-12-10
9 YUE XIU FUTURES COMPANY LIMITED Rep Advising on futures contracts 2019-01-21
Rep Dealing in futures contracts 2019-01-21
10 YUE XIU SECURITIES COMPANY LIMITED Rep Dealing in securities 2018-12-11 2019-01-22
RO Advising on securities 2019-01-22
RO Dealing in securities 2019-01-22

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