Shiu, Yik Hung 蕭奕雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2003-10-18 | Rep | Dealing in securities | 2008-04-01 | Rep | Dealing in futures contracts | 2003-10-27 | 2008-04-01 |
2 | DBS VICKERS FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-10-18 | Rep | Asset management | 2003-10-18 | Rep | Dealing in futures contracts | 2003-12-11 |
3 | DBS VICKERS SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-18 | Rep | Advising on securities | 2003-10-18 | Rep | Asset management | 2003-10-18 | Rep | Dealing in securities | 2003-10-27 |
4 | EXCEL PRECISE SECURITIES LIMITED | RO | Dealing in securities | 2017-10-16 | 2018-09-30 |
5 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2016-09-26 | 2016-10-20 | RO | Dealing in securities | 2016-10-20 | 2016-12-08 |
6 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2010-01-28 | 2013-04-10 |
7 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2013-05-06 | 2016-07-01 | Rep | Dealing in securities | 2013-05-06 | 2016-07-01 |
8 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2008-04-09 | 2009-12-10 | Rep | Dealing in securities | 2008-04-09 | 2009-12-10 |
9 | YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2019-01-21 | 2024-07-26 | Rep | Dealing in futures contracts | 2019-01-21 | 2024-07-26 |
10 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-12-11 | 2019-01-22 | RO | Advising on securities | 2019-01-22 | RO | Dealing in securities | 2019-01-22 | Rep | Advising on futures contracts | 2024-10-04 | Rep | Dealing in futures contracts | 2024-10-04 |
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