Yuen, Wai Kin (SFC:ASP979) 袁偉健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2010-08-19 | 2017-02-28 | Rep | Dealing in securities | 2017-03-01 | 2023-11-16 | Rep | Dealing in futures contracts | 2017-11-02 | 2022-04-29 | RO | Dealing in futures contracts | 2022-04-29 | 2023-11-16 | Rep | Dealing in futures contracts | 2024-05-03 | Rep | Dealing in securities | 2024-05-03 |
| 2 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-23 | 2009-10-31 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-11-11 | 2010-08-15 |
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