Mak, Hau Lin 麥巧蓮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST WORLDSEC SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-23 | 2017-02-21 |
| 2 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2010-12-31 | 2015-04-01 |
| 3 | MUSHK Limited | Rep | Dealing in securities | 2008-07-23 | 2010-12-30 |
| 4 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-18 | 2005-02-25 | RO | Dealing in securities | 2005-02-25 | 2005-08-02 | Rep | Dealing in securities | 2005-08-02 | 2008-07-18 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-27 | Rep | Advising on securities | 2004-02-27 | Rep | Dealing in securities | 2004-03-16 |
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