So, Jennifer Lai Shan 蘇勵姍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2007-07-03 | 2008-02-05 |
| 2 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2004-04-15 | 2005-08-25 |
| 3 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2016-01-04 | 2018-02-10 |
| 4 | Lego Asset Management Limited | Rep | Advising on securities | 2019-03-15 | 2020-02-20 | Rep | Asset management | 2019-03-15 | 2020-02-20 |
| 5 | MUFG Securities Asia Limited | Rep | Advising on securities | 2010-12-31 | 2011-10-05 | Rep | Dealing in securities | 2010-12-31 | 2011-10-05 |
| 6 | MUSHK Limited | Rep | Advising on securities | 2008-02-21 | 2010-12-30 | Rep | Dealing in securities | 2009-12-03 | 2010-12-30 |
| 7 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2018-05-14 | 2018-07-28 | Rep | Asset management | 2018-06-14 | 2018-07-28 |
| 8 | Quam Securities Limited | Rep | Advising on securities | 2012-06-29 | 2013-06-14 | RO | Advising on securities | 2013-06-14 | 2015-12-18 |
| 9 | RIMC ADVISORS (HONG KONG) LIMITED | Rep | Advising on securities | 2003-06-04 | Rep | Asset management | 2003-06-04 |
| 10 | SBI China Capital Securities Limited | Rep | Advising on securities | 2006-04-03 | 2007-06-22 |
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