Kwok, Chi Wai (SFC:ANA838) 郭志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED | Rep | Asset management | 2016-10-26 | 2016-11-03 | Rep | Dealing in securities | 2016-10-26 | 2016-11-03 | RO | Asset management | 2016-11-03 | RO | Dealing in securities | 2016-11-03 | RO | Advising on securities | 2017-02-08 |
| 2 | Core Pacific - Yamaichi Asset Management Limited | Rep | Asset management | 2014-04-30 | 2014-06-30 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2013-07-22 | 2014-06-30 | Rep | Dealing in securities | 2013-07-22 | 2014-06-30 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-07-22 | 2014-06-30 |
| 5 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2016-05-31 | 2016-09-30 |
| 6 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-08-13 | 2016-04-06 | RO | Dealing in securities | 2016-04-06 | 2016-09-30 |
| 7 | JS CRESVALE CAPITAL LIMITED | Rep | Dealing in securities | 2009-06-01 | 2010-05-14 |
| 8 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2006-02-15 | 2010-05-14 |
| 9 | KGI ASIA LIMITED | Rep | Advising on securities | 2010-05-26 | 2011-03-19 | Rep | Dealing in securities | 2010-05-26 | 2011-03-19 |
| 10 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-03-29 | 2013-06-21 | Rep | Dealing in securities | 2011-03-29 | 2013-06-21 |
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