See, Eric Wee Phing 施威斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-06-24 | 2021-12-23 | RO | Dealing in securities | 2021-12-23 | 2023-05-07 |
2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-06-21 | 2021-05-21 |
3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-03-09 | 2014-08-11 | Rep | Advising on securities | 2011-06-08 | 2014-08-11 |
4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-04-10 | 2008-11-20 |
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