Wong, Kwok Keung (SFC:ACC472) 汪國強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | |
| 2 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-03 | |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-02-03 | |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-08-29 | 2014-06-06 |
| 5 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Asset management | 2004-02-03 | |
| 6 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Asset management | 2004-02-03 | |
| 7 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2009-11-26 | 2011-05-27 |
| 8 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-31 | |
| 9 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-05-27 | |
| 10 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-08-29 | 2014-06-06 |
| 11 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-09-23 | 2016-09-03 |
| 12 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2017-04-21 | 2020-07-31 |
| 13 | Quam Securities Limited | Rep | Dealing in securities | 2021-08-24 | 2021-09-09 |
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