Lai, Kai Wing 黎啟榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-08-03 | 2008-10-14 |
| 2 | CHINA RICH ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-04-28 | Rep | Asset management | 2005-05-13 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2009-01-08 | 2013-07-24 | Rep | Dealing in securities | 2009-01-08 | 2019-03-13 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2009-01-08 | 2010-12-06 | Rep | Dealing in futures contracts | 2009-01-08 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2009-01-08 | 2019-03-13 | Rep | Dealing in futures contracts | 2010-12-06 | 2019-03-13 | Rep | Automated trading services | 2013-07-24 | 2019-03-13 |
| 6 | REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-04-28 | Rep | Asset management | 2004-04-28 | Rep | Dealing in futures contracts | 2005-05-13 |
| 7 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2005-05-18 | 2005-12-01 |
| 8 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-05-18 | 2007-07-26 | Rep | Dealing in futures contracts | 2019-11-06 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-05-18 | 2007-07-26 | Rep | Dealing in securities | 2019-11-06 |
| 10 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-04-28 | Rep | Advising on securities | 2004-04-28 | Rep | Asset management | 2004-04-28 | Rep | Dealing in securities | 2005-05-13 |
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