Chau, Li Hau (SFC:AAA142) 周李厚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | RO | Dealing in securities | 2004-03-17 | 2005-12-28 | RO | Dealing in securities | 2007-06-20 | 2007-11-09 | RO | Dealing in securities | 2010-03-19 | 2010-05-31 |
| 2 | EAA SECURITIES LIMITED | RO | Advising on securities | 2006-02-03 | 2007-05-14 | RO | Dealing in securities | 2006-02-03 | 2007-05-14 |
| 3 | Nittan Securities Asia Limited | Rep | Dealing in securities | 2010-06-07 | 2010-06-25 | RO | Dealing in securities | 2010-06-25 | 2011-09-15 |
| 4 | Rifa Securities Limited | Rep | Dealing in securities | 2007-11-22 | 2007-12-24 | RO | Dealing in securities | 2007-12-24 | 2008-11-01 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | RO | Dealing in securities | 2003-04-28 |
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