Chiu, Yee Wan 趙依允
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Delftware Capital Management (HK) Limited | RO | Advising on securities | 2023-10-26 | 2023-11-09 | RO | Asset management | 2023-10-26 | 2023-11-09 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-30 | 2009-04-30 | Rep | Dealing in securities | 2011-07-04 | 2014-08-28 |
| 3 | UCAP Securities (HK) Limited | Rep | Advising on securities | 2021-01-15 | 2021-04-27 | Rep | Asset management | 2021-01-15 | 2021-04-27 | Rep | Dealing in securities | 2021-01-15 | 2021-04-27 | RO | Advising on securities | 2021-04-27 | 2023-09-22 | RO | Asset management | 2021-04-27 | 2023-09-22 | RO | Dealing in securities | 2021-04-27 | 2023-09-22 |
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