Mak, Kwok Kei 麥國基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-11-22 | 2015-08-19 | Rep | Advising on securities | 2010-11-22 | 2015-08-19 | Rep | Dealing in securities | 2010-11-22 | 2015-08-19 |
| 2 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-05-14 | 2019-07-04 | RO | Dealing in securities | 2019-07-04 | 2021-07-30 |
| 3 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2019-05-14 | 2019-07-04 | RO | Advising on corporate finance | 2019-07-04 | 2021-07-30 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2018-07-10 | 2019-01-09 |
| 5 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-07-10 | 2019-01-09 | Rep | Dealing in securities | 2018-07-10 | 2019-01-09 |
| 6 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-06-07 | 2017-05-10 | Rep | Dealing in securities | 2016-06-07 | 2017-05-10 | RO | Advising on corporate finance | 2017-05-10 | 2018-06-07 | RO | Dealing in securities | 2017-05-10 | 2018-06-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy