Wong, Chi Ming (SFC:ANN089) 黃智明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-07-19 | 2007-07-25 |
| 2 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2007-08-01 | 2008-05-30 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2010-08-27 | 2013-06-18 |
| 4 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2013-09-17 | 2016-01-21 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2016-05-06 | 2017-07-19 |
| 6 | CLSA LIMITED | Rep | Advising on securities | 2019-07-11 |
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