Yao, Peirong 要佩蓉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-12-09 | 2016-05-27 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-12-30 | Rep | Dealing in securities | 2020-12-30 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2011-04-01 | 2014-10-29 | Rep | Advising on securities | 2011-04-01 | 2014-10-29 | Rep | Dealing in securities | 2011-04-01 | 2014-10-29 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2019-01-24 | 2020-07-20 | Rep | Advising on securities | 2019-01-24 | 2020-07-20 | Rep | Dealing in securities | 2019-01-24 | 2020-07-20 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-07-31 | 2020-12-11 |
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