Chow, Wing Keung 周永強

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Galaxy International Futures (Hong Kong) Co., Limited Rep Dealing in futures contracts 2018-12-05 2019-08-05
2 China Galaxy International Securities (Hong Kong) Co., Limited Rep Advising on securities 2018-10-18 2019-08-05
Rep Dealing in securities 2018-10-18 2019-08-05
3 Finex Hong Kong Limited RO Advising on securities 2018-07-12 2018-10-03
RO Dealing in securities 2018-07-12 2018-10-03
4 FWD Financial Planning Limited (HK) Rep Advising on securities 2003-08-13 2003-11-26
5 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2007-10-24 2008-03-14
6 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2007-09-05 2008-03-14
7 KIM ENG SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2017-05-24 2017-06-28
Rep Dealing in securities 2017-05-24 2017-06-28
RO Advising on securities 2017-06-28 2018-04-15
RO Dealing in securities 2017-06-28 2018-04-15
8 Look's Securities Limited RO Dealing in securities 2016-08-31 2016-12-15
9 OCBC SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2008-04-08 2009-03-09
RO Dealing in securities 2009-03-09 2013-07-03
10 ORIENTAL PATRON SECURITIES LIMITED Rep Advising on securities 2019-08-12 2019-09-25
Rep Dealing in securities 2019-08-12 2019-09-25
RO Advising on securities 2019-09-25
RO Dealing in securities 2019-09-25
11 Safari Asia Limited Rep Asset management 2016-03-08 2016-12-15
RO Advising on securities 2016-07-21 2016-12-15
12 TC Investment Management (Asia) Limited RO Advising on securities 2014-03-18 2015-08-08
RO Dealing in securities 2014-03-18 2015-08-08

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