Chow, Wing Keung 周永強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2018-12-05 | 2019-08-05 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2018-10-18 | 2019-08-05 | Rep | Dealing in securities | 2018-10-18 | 2019-08-05 |
| 3 | Finex Hong Kong Limited | RO | Advising on securities | 2018-07-12 | 2018-10-03 | RO | Dealing in securities | 2018-07-12 | 2018-10-03 |
| 4 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2003-08-13 | 2003-11-26 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-24 | 2008-03-14 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-09-05 | 2008-03-14 |
| 7 | Look's Securities Limited | RO | Dealing in securities | 2016-08-31 | 2016-12-15 |
| 8 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2017-05-24 | 2017-06-28 | Rep | Dealing in securities | 2017-05-24 | 2017-06-28 | RO | Advising on securities | 2017-06-28 | 2018-04-15 | RO | Dealing in securities | 2017-06-28 | 2018-04-15 |
| 9 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-08 | 2009-03-09 | RO | Dealing in securities | 2009-03-09 | 2013-07-03 |
| 10 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2019-08-12 | 2019-09-25 | Rep | Dealing in securities | 2019-08-12 | 2019-09-25 | RO | Advising on securities | 2019-09-25 | 2021-07-05 | RO | Dealing in securities | 2019-09-25 | 2021-07-05 |
| 11 | Safari Asia Limited | Rep | Asset management | 2016-03-08 | 2016-12-15 | RO | Advising on securities | 2016-07-21 | 2016-12-15 |
| 12 | TC Investment Management (Asia) Limited | RO | Advising on securities | 2014-03-18 | 2015-08-08 | RO | Dealing in securities | 2014-03-18 | 2015-08-08 |
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