Ng, Wing Sang (SFC:AVT530) 吳榮燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-05-15 | 2014-10-23 | Rep | Advising on securities | 2014-05-15 | 2014-10-23 | Rep | Dealing in securities | 2014-05-15 | 2014-10-23 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-11-20 | 2016-07-29 |
| 3 | Optima Capital Limited | Rep | Advising on corporate finance | 2010-09-01 | 2014-04-18 | Rep | Dealing in securities | 2010-09-01 | 2014-04-18 |
| 4 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-08-12 | 2018-11-22 | Rep | Dealing in securities | 2016-08-12 | 2022-09-30 | RO | Advising on corporate finance | 2018-11-22 | 2022-09-30 |
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