Chu, Dominic Sung Hei 朱崇希
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-27 | 2007-12-10 |
| 2 | EXCEL PRECISE SECURITIES LIMITED | RO | Dealing in securities | 2021-07-23 | 2024-04-23 |
| 3 | Finet Securities Limited | Rep | Dealing in securities | 2008-10-21 | 2008-12-23 | RO | Dealing in securities | 2008-12-23 | 2009-07-31 |
| 4 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-05 | 2010-03-31 | RO | Advising on securities | 2010-03-31 | 2016-05-05 | RO | Dealing in securities | 2010-03-31 | 2016-05-05 |
| 5 | STOCKWELL SECURITIES LIMITED | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-11-03 | Rep | Advising on securities | 2004-11-03 | Rep | Asset management | 2004-11-03 | Rep | Dealing in securities | 2007-06-01 | Rep | Dealing in securities | 2007-12-20 | 2008-10-10 |
| 6 | SUPREME CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-20 | 2016-06-16 | RO | Dealing in securities | 2016-06-16 | 2021-05-31 |
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