Lau, Wai Man (SFC:AAE629) 劉偉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-10-26 | 2006-02-14 |
| 2 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-26 | 2006-02-14 |
| 3 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-01 | 2010-11-29 | RO | Advising on securities | 2010-11-29 | RO | Dealing in securities | 2010-11-29 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-02-24 | 2008-04-01 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-02-24 | 2008-04-01 |
| 6 | REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-11-01 | Rep | Asset management | 2003-11-01 | Rep | Dealing in futures contracts | 2003-11-01 |
| 7 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-11-01 | Rep | Advising on securities | 2003-11-01 | Rep | Asset management | 2003-11-01 | Rep | Dealing in securities | 2003-11-01 |
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