Kan, Arthur Tsz Yan 簡子欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADVENT CORPORATE FINANCE LIMITED (GBEN) | RO | Advising on corporate finance | 2018-10-18 | 2021-05-07 |
| 2 | FULBRIGHT CAPITAL LIMITED | RO | Advising on corporate finance | 2013-09-02 | 2014-11-08 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-07 | 2014-11-08 |
| 4 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on securities | 2004-05-24 | Rep | Asset management | 2004-05-24 | Rep | Advising on corporate finance | 2008-11-26 | RO | Advising on corporate finance | 2008-11-26 | 2013-08-30 |
| 5 | Pulun International Capital Limited | RO | Advising on corporate finance | 2015-09-16 | 2018-10-05 | RO | Dealing in securities | 2015-09-16 | 2018-10-05 |
| 6 | SBI China Capital Hong Kong Securities Limited | RO | Advising on corporate finance | 2021-07-28 | 2022-02-07 |
| 7 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2014-11-10 | 2015-01-30 | Rep | Advising on securities | 2014-11-10 | 2015-08-12 | Rep | Dealing in securities | 2014-11-10 | 2015-08-12 | RO | Advising on corporate finance | 2015-01-30 | 2015-08-12 |
| 8 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-03-11 | 2022-06-08 | Rep | Dealing in securities | 2022-06-08 | RO | Advising on corporate finance | 2022-06-08 |
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