Zheng, Juan (SFC:AGI798) 鄭娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fangyuan Capital (Hong Kong) Limited | RO | Advising on securities | 2020-07-09 | RO | Asset management | 2020-07-09 |
| 2 | Grey Investment Limited | Rep | Advising on securities | 2014-08-26 | 2016-03-31 | Rep | Asset management | 2014-08-26 | 2016-03-31 |
| 3 | ORIENTAL PATRON ASIA LIMITED | Rep | Asset management | 2009-04-08 | 2009-05-29 | RO | Asset management | 2009-05-29 | 2014-05-31 |
| 4 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2009-04-08 | 2009-05-29 | Rep | Dealing in securities | 2009-04-08 | 2009-05-29 | RO | Advising on securities | 2009-05-29 | 2014-05-31 | RO | Dealing in securities | 2009-05-29 | 2014-05-31 |
| 5 | Prudence Investment Management (Hong Kong) Limited | RO | Dealing in securities | 2020-10-21 | 2021-03-31 |
| 6 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2006-04-18 | 2009-02-28 |
| 7 | SBI China Capital Financial Services Limited | RO | Advising on securities | 2008-09-19 | 2009-02-28 | RO | Asset management | 2008-09-19 | 2009-02-28 | RO | Dealing in securities | 2008-09-19 | 2009-02-28 |
| 8 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2006-04-18 | 2007-03-13 | RO | Advising on securities | 2007-03-13 | 2009-02-28 | RO | Asset management | 2007-03-13 | 2009-02-28 | RO | Dealing in securities | 2007-03-13 | 2009-02-28 |
| 9 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2016-04-18 | 2016-08-17 | Rep | Asset management | 2016-04-18 | 2016-08-17 | RO | Advising on securities | 2016-08-17 | 2020-02-12 | RO | Asset management | 2016-08-17 | 2020-02-12 |
| 10 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-06-24 | 2004-02-24 | Rep | Dealing in futures contracts | 2004-04-28 | 2006-04-10 |
| 11 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-05-12 | Rep | Advising on securities | 2003-05-12 | Rep | Asset management | 2003-05-12 | Rep | Dealing in securities | 2006-04-10 | Rep | Automated trading services | 2003-06-24 | 2003-11-07 |
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