He, Zheng (SFC:APC123) 何正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-06-20 | 2008-02-01 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-06 | 2008-10-10 |
| 3 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-28 | 2014-07-16 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2019-02-21 | 2019-10-01 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-01 | 2017-09-27 | RO | Dealing in securities | 2017-09-27 | 2019-10-01 |
| 6 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2020-02-13 | 2020-05-14 | RO | Advising on securities | 2020-05-14 | RO | Dealing in securities | 2020-05-14 |
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