Lim, Pak Fu 林柏富
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bluemount Asset Management Limited | RO | Asset management | 2024-04-10 | |
| 2 | Bluemount Securities Limited | RO | Advising on securities | 2024-04-10 | RO | Dealing in securities | 2024-04-10 |
| 3 | China Sunrise Asset Management Limited | RO | Advising on securities | 2016-06-14 | 2017-07-03 | RO | Asset management | 2016-06-14 | 2017-07-03 | RO | Dealing in securities | 2016-06-14 | 2017-07-03 |
| 4 | Cynosure Asset Management Hong Kong Limited | Rep | Advising on securities | 2019-03-13 | 2019-05-16 | Rep | Asset management | 2019-03-13 | 2019-05-16 | Rep | Dealing in securities | 2019-03-13 | 2019-05-16 | RO | Advising on securities | 2019-05-16 | 2022-02-28 | RO | Asset management | 2019-05-16 | 2022-02-28 | RO | Dealing in securities | 2019-05-16 | 2022-02-28 |
| 5 | EK INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2004-10-08 | 2005-05-09 | RO | Asset management | 2004-10-08 | 2005-05-09 | RO | Dealing in securities | 2004-10-08 | 2005-05-09 |
| 6 | Golden Eagle Brokerage Limited | Rep | Advising on securities | 2022-04-08 | 2022-05-16 | Rep | Asset management | 2022-04-08 | 2022-05-16 | Rep | Dealing in securities | 2022-04-08 | 2022-05-16 | RO | Advising on securities | 2022-05-16 | 2023-10-31 | RO | Asset management | 2022-05-16 | 2023-10-31 | RO | Dealing in securities | 2022-05-16 | 2023-10-31 |
| 7 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-06-30 | Rep | Advising on securities | 2003-06-30 | Rep | Asset management | 2003-06-30 | Rep | Dealing in securities | 2003-06-30 |
| 8 | Neutral Financial Holding Company Limited | Rep | Advising on securities | 2016-02-05 | 2016-04-27 | Rep | Asset management | 2016-02-05 | 2016-04-27 | Rep | Dealing in securities | 2016-02-05 | 2016-04-27 |
| 9 | RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-08-12 | 2010-09-06 | Rep | Asset management | 2010-08-12 | 2010-09-06 | RO | Advising on securities | 2010-09-06 | 2013-08-14 | RO | Asset management | 2010-09-06 | 2013-08-14 | RO | Dealing in securities | 2010-12-20 | 2013-08-14 |
| 10 | Yuanta Asia Investment (Hong Kong) Limited | RO | Dealing in securities | 2006-11-13 | 2010-07-31 | RO | Advising on securities | 2007-01-16 | 2010-07-31 | RO | Asset management | 2007-01-16 | 2010-07-31 | Rep | Asset management | 2013-09-10 | 2014-04-22 | RO | Asset management | 2014-04-22 | 2015-12-17 |
| 11 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2013-09-10 | 2013-10-22 | Rep | Asset management | 2013-09-10 | 2013-10-22 | Rep | Dealing in securities | 2013-09-10 | 2013-10-22 | RO | Advising on securities | 2013-10-22 | 2015-12-17 | RO | Asset management | 2013-10-22 | 2015-12-17 | RO | Dealing in securities | 2013-10-22 | 2015-12-17 |
| 12 | Yupei Fortune Capital Limited | Rep | Advising on securities | 2017-08-24 | 2017-10-10 | Rep | Asset management | 2017-08-24 | 2017-10-10 | Rep | Dealing in securities | 2017-08-24 | 2017-10-10 | RO | Advising on securities | 2017-10-10 | 2019-02-07 | RO | Asset management | 2017-10-10 | 2019-02-07 | RO | Dealing in securities | 2017-10-10 | 2019-02-07 |
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