Chan, Louis Shing Ming 陳成名
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Advising on securities | 2006-11-01 | 2007-06-13 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-11-09 | 2011-06-27 |
| 3 | FORTUNE (HK) SECURITIES LIMITED | RO | Dealing in securities | 2018-06-13 | 2018-08-10 |
| 4 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-06-13 | 2018-08-10 |
| 5 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2008-09-19 | 2009-09-21 | Rep | Dealing in securities | 2008-09-19 | 2009-09-21 |
| 6 | KGI ASIA LIMITED | Rep | Advising on securities | 2004-11-05 | 2006-10-05 | Rep | Dealing in securities | 2004-11-05 | 2006-10-05 |
| 7 | Mason Global Capital Limited | Rep | Advising on corporate finance | 2018-09-06 | 2020-04-20 |
| 8 | Mason Securities Limited | Rep | Dealing in securities | 2018-09-06 | 2018-11-23 | RO | Dealing in securities | 2018-11-23 | 2020-04-20 |
| 9 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Dealing in securities | 2006-11-01 | 2008-05-02 | Rep | Advising on securities | 2007-07-23 | 2008-05-02 |
| 10 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2014-03-07 | 2014-06-05 | RO | Dealing in securities | 2014-06-05 | 2015-06-07 |
| 11 | Quam Securities Limited | Rep | Advising on corporate finance | 2020-05-15 | Rep | Dealing in securities | 2020-05-15 | 2020-07-21 | RO | Dealing in securities | 2020-07-21 |
| 12 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-07-11 | 2013-04-11 | RO | Dealing in securities | 2013-04-11 | 2014-02-28 |
| 13 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-07-10 | 2015-08-19 | RO | Dealing in securities | 2015-08-19 | 2018-03-14 |
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