Au, Cheuk Hei 區焯睎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-07-30 | 2011-03-11 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-07-30 | 2011-03-11 |
| 3 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2022-03-16 | 2023-11-24 |
| 4 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2022-03-16 | 2023-11-24 |
| 5 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-07-24 | 2014-10-23 |
| 6 | Futu Securities International (HONG KONG) Limited | Rep | Dealing in securities | 2016-06-01 | 2018-04-07 | Rep | Asset management | 2016-10-11 | 2018-04-07 | Rep | Dealing in futures contracts | 2016-10-27 | 2018-04-07 | Rep | Advising on securities | 2017-06-29 | 2018-04-07 |
| 7 | Partners Asset Management (HK) Limited | Rep | Asset management | 2013-11-04 | 2014-07-08 |
| 8 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-29 | 2014-07-08 |
| 9 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2023-12-27 | |
| 10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2023-12-27 |
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