Lam, Pui Hei (SFC:AWD300) 林沛希
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA DEMETER SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-22 | 2018-04-06 |
| 2 | CVP Securities Limited | Rep | Dealing in futures contracts | 2013-12-27 | 2014-09-30 | Rep | Dealing in securities | 2013-12-27 | 2014-09-30 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2024-01-16 | 2024-03-05 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-12-20 | 2024-03-05 |
| 5 | Fiduciary Securities Limited | Rep | Dealing in securities | 2022-09-22 | 2023-09-30 |
| 6 | Long Bridge HK Limited | Rep | Dealing in securities | 2024-03-13 | |
| 7 | Magpie Securities Limited (HK) | Rep | Dealing in futures contracts | 2021-07-05 | 2022-08-10 | Rep | Dealing in securities | 2021-07-05 | 2022-08-10 |
| 8 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2018-04-17 | 2021-06-11 | Rep | Dealing in futures contracts | 2018-05-16 | 2021-06-11 |
| 9 | ZHONGRONG PT SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-12-13 | 2011-07-12 | Rep | Dealing in securities | 2010-12-13 | 2011-07-12 | Rep | Leveraged foreign exchange trading | 2010-12-13 | 2011-07-12 |
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